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Transportation for Communities - Advancing Projects Through Partnerships


Agency View - FHWA

Transportation for Communities recognizes four decision making partners (FHWA, state DOT, MPO, and resource agency) within transportation decision making. Each partner has specific interests related to their organization's mission, and their individual role in the transportation process is based primarily on these interests. Partner interests can be specific to a particular phase or may be present throughout the process. The identified interests of each decision making partner provide the basis for much of the information available in Transportation for Communities - Advancing Projects through Partnerships.

The federal requirements that govern transportation decision making along with the agency interests directly affect each partner's role at key decisions. The Federal Highway Administration (FHWA) is ultimately responsible for enforcing the laws and regulations that govern the transportation process. Although FHWA acts in an advisory role throughout much of transportation decision making, their interests are targeted to a collaborative and inclusive process as well as meeting the intent of the federal regulations. A summary of the FHWA role and interests for each phase are provided in the table below.

There are four possible roles in Transportation for Communities. The specific partner role can change from one key decision to the next throughout the phases, and multiple partners can have the same role.

Decision Maker - The agency or agencies that either acts as the lead agency or is required to take legal action in the decision-making process. This partner has the ability to stop the process if agency interests are not being met at this decision.

Advisor - A decision-making partner who provides feedback as to whether the decision is supported or opposed and whether there are particular issues of concern. While this partner cannot stop the process at the key decision, their feedback may be crucial input for future key decisions.

Observer - A decision-making partner with limited involvement in a decision. This partner is kept updated but does not provide direction.

No Role - A decision-making partner is completely uninvolved at the decision because the resulting action is outside of their agency’s involvement in the process.

The Decision Guide provides a summary of the partner roles at each key decision in the Basics tab. The specific role of FHWA is available as you roll over each key decision in the graphic below. Understanding partner roles and how they change throughout the transportation decision making process is essential to ensuring collaboration.

To get a snapshot of each Key Decision, roll over the Decision Guide graphic below. Click on any individual Key Decision to access detailed information including: purpose and anticipated outcomes; partner roles; integration with external planning processes; linkages across phases; questions to assist decision makers; and data, tools, technologies that support the decision.

Dg-darkgrey-titlebar-corner-left LONG RANGE TRANSPORTATION PLANNING

LRP-1

Advisor - ensures the process is inclusive and meets federal requirements

LRP-1 Approve Scope of LRTP Process
LRP-2

Advisor - ensures the LRTP reflects the community vision and goals

LRP-2 Approve Vision and Goals
LRP-3

Observer - observes that all pertinent criteria are included in the evaluation of scenarios

LRP-3 Approve Evaluation Criteria, Methods and Measures
LRP-4

Observer - observes that the LRTP is developed from established needs

LRP-4 Approve Transportation Deficiencies
LRP-5

Advisor - ensures the fiscal constraint requirement is met and funding is used appropriately

LRP-5 Approve Financial Assumptions
LRP-6

Advisor - ensures that strategies are inclusive and reasonable to consider

LRP-6 Approve Strategies
LRP-7

Observer - observes the process of evaluating and considering individual scenarios for consistency with the intent of federal regulations

LRP-7 Approve Plan Scenarios
LRP-8

Advisor - ensures the public review of the preferred scenario and subsequent adoption meet the governing requirements

LRP-8 Adopt Preferred Plan Scenario
LRP-9

Advisor - ensures air quality conformity is appropriately considered

LRP-9 Adopt Finding of Conformity by MPO
LRP-10

Advisor - ensures that LRTP adoption meets all legal requirements

LRP-10 Adopt LRTP by MPO
LRP-11

Decision Maker - approves and accepts the air quality conformity analysis and documents the adopted LRTP meets federal requirements

LRP-11 Approve Conformity Analysis

Dg-darkgrey-titlebar-corner-left PROGRAMMING

PRO-1

Advisor - ensures revenue sources identified are reasonable and appropriate

PRO-1 Approve Revenue Sources
PRO-2

Advisor - ensures project cost and revenue allocation are inclusive, consistent, and appropriate

PRO-2 Approve Methodology for Identifying Project Costs and Criteria for Allocating Revenue
PRO-3

Observer - observes the identification of specific projects from the adopted plan scenario

PRO-3 Approve Project List Drawn from Adopted Plan Scenario or Solution Set
PRO-4

Observer - observes the prioritization of projects from the adopted LRTP

PRO-4 Approve Project Prioritization
PRO-5

Advisor - ensures the draft TIP has been developed in accordance with federal regulations and is appropriately submitted for public review

PRO-5 Reach Consensus on Draft TIP
PRO-6

Advisor - ensures the adopted TIP meets all federal requirements

PRO-6 Adopt TIP by MPO
PRO-7

Advisor - ensures the incorporation of the TIP into the STIP meets all federal requirements

PRO-7 Approve TIP by Governor and Incorporate into Draft STIP
PRO-8

Advisor - ensures the draft STIP has been developed in accordance with federal regulations and is appropriately submitted for public review

PRO-8 Reach Consensus on Draft STIP
PRO-9

Decision Maker - approves the STIP with respect to conformity and fiscal constraint

PRO-9 Approve STIP with respect to Conformity and Fiscal Constraint

Dg-darkgrey-titlebar-corner-left CORRIDOR PLANNING

COR-1

Advisor - ensures the process of developing the corridor or sub-area plan is inclusive of appropriate federal and state agencies and considers other accepted plans

COR-1 Approve Scope of Corridor Planning Process
COR-2

Observer - observes the development of problem statements and opportunities based on sound principles and process

COR-2 Approve Problem Statements and Opportunities
COR-3

Observer - observes the approval of goals that are consistent with accepted plans as well as community goals

COR-3 Approve Goals for the Corridor
COR-4

Advisor - ensures state and federal agencies are appropriately included in the environmental review scope and analysis

COR-4 Reach Consensus on Scope of Environmental Review and Analysis
COR-5

Observer - observes that all relevant criteria are included in the evaluation methodology

COR-5 Approve Evaluation Criteria, Methods and Measures
COR-6

Advisor - ensures the range of solutions considered is inclusive and consistent with accepted plans

COR-6 Approve Range of Solution Sets
COR-7

Advisor - ensures the adopted solution set is consistent with accepted plans

COR-7 Adopt Preferred Solution Set
COR-8

Observer - observes establishment of prioritization criteria

COR-8 Approve Evaluation Criteria, Methods and Measures for Prioritization of Projects
COR-9

Observer - observes prioritization of solutions for consideration in the TIP development process

COR-9 Adopt Priorities for Implementation

Dg-darkgrey-titlebar-corner-left ENVIRONMENTAL REVIEW/NEPA MERGED WITH PERMITTING

ENV-1

Decision Maker - ensures that the environmental review process is inclusive, considers a wide range of options, and meets federal requirements

ENV-1 Reach Consensus on Scope of Environmental Review
ENV-2

Decision Maker - approves the notice of intent in accordance with federal requirements

ENV-2 Approve Notice of Intent
ENV-3

Decision Maker - approves the development of the purpose and need in accordance with federal requirements

ENV-3 Approve Purpose and Need/Reach Consensus on Project Purpose
ENV-4

Decision Maker - ensures consideration of an appropriate study area for the beginning of the environmental review process

ENV-4 Reach Consensus on Study Area
ENV-5

Decision Maker - approves the evaluation criteria, methods and measures that will govern the comparison of alternatives

ENV-5 Approve Evaluation Criteria, Methods and Measures
ENV-6

Decision Maker - approves the full range of alternatives identified to meet the purpose and need; agrees to the elimination of specific alternatives

ENV-6 Approve Full Range of Alternatives
ENV-7

Decision Maker - approves the alternatives to be carried forward as meeting the purpose and need; agrees to the elimination of specific alternatives

ENV-7 Approve Alternatives to be Carried Forward
ENV-8

Decision Maker - approves the release of the Draft EIS with conceptual mitigation for public comment

ENV-8 Approve Draft EIS with Conceptual Mitigation
ENV-9

No Role - Action required only by federal permitting agency (s)

ENV-9 Approve Resource Agency Public Notice
ENV-10

Decision Maker - approves the preferred alternative as meeting the purpose and need

ENV-10 Approve Preferred Alternative/
LEDPA
ENV-11

Observer - observes the final jurisdictional determination by USACE

ENV-11 Approve Final Jurisdictional Determination
ENV-12

Observer - observes the determination of final avoidance, minimization and mitigation.

ENV-12 Reach Consensus on Avoidance and Minimization for the LEDPA
ENV-13

Decision Maker - approves the final EIS as meeting all federal requirements

ENV-13 Approve Final EIS
ENV-14

Decision Maker - approves the federal Record of Decision (ROD)

ENV-14 Approve the Record of Decision
ENV-15

Observer - observes the issuance of permits

ENV-15 Render Permit Decision and Approve Avoidance and Minimization
FHWA Roles and Interests
Long Range Transportation Planning
Role Summary Throughout most of the phase FHWA acts as an advisor and observer. FHWA's only decision-making role is to approve the air quality conformity of the LRTP.
Interests FHWA wants to ensure that the long range planning process/resulting plan:
  1. Is collaborative and inclusive.
  2. Reflects the community vision and goals.
  3. Protects the use of public funds.
  4. Meets all legal and regulatory requirements.
  5. Meets air quality conformity.
Corridor Planning
Role Summary FHWA acts as an advisor or observer throughout corridor planning and has no decision-making role.
Interests FHWA wants to ensure that the corridor planning process/resulting plan:
  1. Is consistent with other accepted plans.
  2. Is inclusive and collaborative.
  3. Involves potentially affected federal and state agencies.
Programming Integrated with Fiscal Constraint
Role Summary FHWA serves an advisor throughout most of the phase. FHWA's only decision-making role is to approve the STIP, Conformity Analysis & Fiscal Constraint Determination.
Interests FHWA is interested in whether programming and the resulting TIP/STIP:
  1. Is fiscally constrained.
  2. Accurately represents the intent of the highway department or MPO.
  3. Incorporates the TIP in STIP.
  4. Includes only projects that are eligible as programmed.
  5. Meets legal and regulatory requirements.
Environmental Review Merged with Permitting
Role Summary FHWA is the formal decision maker throughout most of the environmental review phase but observes the jurisdictional determination.
Interests FHWA is interested in whether the environmental review process/environmental document:
  1. Is legally sufficient.
  2. Correctly/accurately describes the process.
  3. Meets legal and regulatory requirements.
  4. Is collaborative with stakeholders.
  5. Is inclusive of the public.
  6. Is built on the foundation of previous processes (LRTP, corridor planning, etc).

We invite your comments/concerns about this website and its contents. Please send us an email at transportationforcommunities@gmail.com.