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Transportation for Communities - Advancing Projects Through Partnerships


Agency View - Resource Agency

Transportation for Communities recognizes four partner agencies (FHWA, state DOT, MPO, and resource agency) within transportation decision making. Each partner has specific interests related to their organization's mission, and their individual role in the transportation process is based primarily on these interests. The identified interests of each decision making partner provide the basis for much of the information available in the Decision Guide.

The involvement of federal and state resource agencies such as EPA, US Fish and Wildlife, Historic Preservation, US Forest Service, and others in transportation decision making has increased significantly. Resource agencies have been a part of the decision making partnership during environmental review for many years through NEPA and the Clean Water Act. Transportation agencies now recognize the need for resource agency involvement so significantly that many state DOTs provide funding for positions within these agencies to support transportation needs. Efforts to create greater efficiency in transportation decision making have expanded the role for resource agencies into the planning processes so that decisions made early that include consideration of the environment can move more quickly through environmental review.

The interest of the resource agency is always to include conservation planning and environmental protection in transportation decision making. Outside of the NEPA process the role is often that of advisor or observer. In several instances they have no role in key decisions. However, the resource agency role as a decision maker during the environmental review phase highlights the need for early involvement and consideration of the information these agencies can provide. This involvement has strong potential for streamlining transportation decision making. A summary of the resource agency interests in each phase of transportation decision making is provided in the table below.

There are four possible partner roles in Transportation for Communities. The specific partner role can change from one key decision to the next throughout the phases, and multiple partners can have the same role.


Decision Maker - The agency or agencies that either acts as the lead agency or is required to take legal action in the decision-making process. This partner has the ability to stop the process if agency interests are not being met at this decision.

Advisor - A decision-making partner who provides feedback as to whether the decision is supported or opposed and whether there are particular issues of concern. While this partner cannot stop the process at the key decision, their feedback may be crucial input for future key decisions.

Observer - A decision-making partner with limited involvement in a decision. This partner is kept updated but does not provide direction.

No Role - A decision-making partner is completely uninvolved at the decision because the resulting action is outside of their agency's involvement in the process.

The appropriate role for resource agencies participating in transportation decision making is available within the Decision Guide. Each key decision contains a summary of the partner roles in the Basics tab. The graphic below provides the specific role of the resource agency as you roll over each key decision. When you click on the key decision, you will have access to all of the data available to support that decision. Understanding partner roles and how they change throughout the transportation decision making process is essential to ensuring collaboration.

To get a snapshot of each Key Decision, roll over the Decision Guide graphic below. Click on any individual Key Decision to access detailed information including: purpose and anticipated outcomes; partner roles; integration with external planning processes; linkages across phases; questions to assist decision makers; and data, tools, technologies that support the decision.

Dg-darkgrey-titlebar-corner-left LONG RANGE TRANSPORTATION PLANNING

LRP-1

Advisor - ensures conservation planning and protected resource data is included in the development of the LRTP

LRP-1 Approve Scope of LRTP Process
LRP-2

Advisor - ensures protection of the natural and human environment is considered in the development of the regional vision and goals

LRP-2 Approve Vision and Goals
LRP-3

Advisor - ensures the evaluation methodology includes criteria that applies to environmental protection

LRP-3 Approve Evaluation Criteria, Methods and Measures
LRP-4

No Role - no action in the identification of transportation deficiencies

LRP-4 Approve Transportation Deficiencies
LRP-5

No Role - no action in the consideration of financial assumptions

LRP-5 Approve Financial Assumptions
LRP-6

Advisor - ensures that strategies are sufficiently broad to consider indirect and cumulative impacts as well as avoidance and advance mitigation

LRP-6 Approve Strategies
LRP-7

Advisor - provides information on protected resources and/or mitigation potential relevant to individual scenarios

LRP-7 Approve Plan Scenarios
LRP-8

Advisor - ensures the adopted preferred scenario is consistent with conservation planning in the region and is well documented in this regard

LRP-8 Adopt Preferred Plan Scenario
LRP-9

Advisor - US EPA participates in air quality conformity partnership

LRP-9 Adopt Finding of Conformity by MPO
LRP-10

No Role - no action in final adoption of the LRTP

LRP-10 Adopt LRTP by MPO
LRP-11

Decision Maker - USEPA approves the conformity analysis for the LRTP

LRP-11 Approve Conformity Analysis

Dg-darkgrey-titlebar-corner-left PROGRAMMING

PRO-1

Observer - observes the identification of revenue sources

PRO-1 Approve Revenue Sources
PRO-2

Observer - observes the project cost and revenue allocation methodology development

PRO-2 Approve Methodology for Identifying Project Costs and Criteria for Allocating Revenue
PRO-3

Observer - observes the project list drawn from the adopted plan scenario to inform conservation planning of future potential projects

PRO-3 Approve Project List Drawn from Adopted Plan Scenario or Solution Set
PRO-4

Observer - observes project prioritization to inform conservation planning

PRO-4 Approve Project Prioritization
PRO-5

Observer - observes release of the Draft TIP

PRO-5 Reach Consensus on Draft TIP
PRO-6

No Role - no action on TIP adoption

PRO-6 Adopt TIP by MPO
PRO-7

No Role - no action on TIP incorporation into the STIP

PRO-7 Approve TIP by Governor and Incorporate into Draft STIP
PRO-8

No Role - no action on release of Draft STIP

PRO-8 Reach Consensus on Draft STIP
PRO-9

Decision Maker - USEPA approves STIP with respect to air quality conformity

PRO-9 Approve STIP with respect to Conformity and Fiscal Constraint

Dg-darkgrey-titlebar-corner-left CORRIDOR PLANNING

COR-1

Advisor - ensures incorporation of conservation planning and protected resource data from the LRTP specific to the corridor

COR-1 Approve Scope of Corridor Planning Process
COR-2

Advisor - ensures problem statements and opportunities are sufficiently broad to incorporate environmental considerations and options

COR-2 Approve Problem Statements and Opportunities
COR-3

Advisor - ensures goals for the corridor consider environmental impacts

COR-3 Approve Goals for the Corridor
COR-4

Decision Maker - ensures the scope of the environmental review in corridor planning provides a clear understanding of what may be transferred to the environmental review process

COR-4 Reach Consensus on Scope of Environmental Review and Analysis
COR-5

Advisor - provides information to support the evaluation of environmental impacts along with transportation solutions

COR-5 Approve Evaluation Criteria, Methods and Measures
COR-6

Observer - observes selection of solution sets for consideration

COR-6 Approve Range of Solution Sets
COR-7

Advisor - ensures documentation of environmental considerations for transfer to environmental review

COR-7 Adopt Preferred Solution Set
COR-8

Advisor - provides information to support prioritization of solutions as needed

COR-8 Approve Evaluation Criteria, Methods and Measures for Prioritization of Projects
COR-9

Observer - observes the adoption of priorities for implementation

COR-9 Adopt Priorities for Implementation

Dg-darkgrey-titlebar-corner-left ENVIRONMENTAL REVIEW/NEPA MERGED WITH PERMITTING

ENV-1

Decision Maker - ensures scope of environmental review is inclusive, built on planning in the LRTP/corridor process, and sufficiently broad to consider all options

ENV-1 Reach Consensus on Scope of Environmental Review
ENV-2

Observer - observes issue of the Notice of Intent

ENV-2 Approve Notice of Intent
ENV-3

Decision Maker - ensures the approved purpose and need represents the true need for the project and is supported by all partners

ENV-3 Approve Purpose and Need/Reach Consensus on Project Purpose
ENV-4

Decision Maker - ensures initial study area is sufficiently broad to include all options as well as consideration of indirect and cumulative impacts

ENV-4 Reach Consensus on Study Area
ENV-5

Advisor - ensures evaluation methodology is adequate to consider environmental impacts and considerations

ENV-5 Approve Evaluation Criteria, Methods and Measures
ENV-6

Decision Maker - ensures the selection of the full range of alternatives meets NEPA requirements and alternatives eliminated are documented

ENV-6 Approve Full Range of Alternatives
ENV-7

Decision Maker - ensures the selection of alternatives to be carried forward meets NEPA requirements and is supported by all partners

ENV-7 Approve Alternatives to be Carried Forward
ENV-8

Advisor - ensures the Draft EIS is adequate for public review

ENV-8 Approve Draft EIS with Conceptual Mitigation
ENV-9

Decision Maker - USACE ensures purpose and need meets Section 404 requirements

ENV-9 Approve Resource Agency Public Notice
ENV-10

Advisor - ensures the selection of the preferred alternative meets NEPA requirements

ENV-10 Approve Preferred Alternative/
LEDPA
ENV-11

Decision Maker - agreement on jurisdictional determination with action by USACE. EPA has veto authority.

ENV-11 Approve Final Jurisdictional Determination
ENV-12

Following selection of the preferred alternative/LEDPA, partners reach consensus on additional avoidance and minimization measures not included in the preliminary design.

ENV-12 Reach Consensus on Avoidance and Minimization for the LEDPA
ENV-13

Advisor - ensures final NEPA document fully represents the process followed and agreement of all partners

ENV-13 Approve Final EIS
ENV-14

At this step in the environmental review phase, the Record of Decision is issued.

ENV-14 Approve the Record of Decision
ENV-15

At this final step in the environmental review phase, the final permit decision is rendered.

ENV-15 Render Permit Decision and Approve Avoidance and Minimization
Resource Agency Roles and Interests
Long Range Transportation Planning
Role Summary Advisors throughout most of the phase, but have no role in several key decisions. EPA has final authority on all air quality conformity decisions.
Interests Resource agencies want to ensure that:
  1. Conservation planning is included in the LRTP.
  2. Large scale avoidance and minimization is incorporated and documented.
  3. Indirect and cumulative impacts/land use issues are considered.
Corridor Planning
Role Summary Advisors throughout most of the process
Interests Aspects of the process/resulting plan resource agencies have an interest in are:
  1. That it builds on the foundation of the LRTP and can be carried forward into NEPA.
  2. The scope of environmental review.
  3. The expectations of what can be done with the results of the environmental review are clear.
  4. Broad geographic scale information is obtained and shared in order to capture all interests (ex: wildlife crossings).
Programming/Fiscal Constraint
Role Summary Resource agencies generally observe or have no role throughout programming; however, EPA approves the STIP conformity analysis.
Interests Resource agencies are interested in whether programming and the resulting TIP/STIP:
  1. Consider the environmental issues identified in planning in setting cost and schedule.
  2. Incorporate a project description adequate enough to help resource agencies identify if their input is needed.
  3. Accurately reflect the plans/intent of the state.
Environmental Review
Role Summary Decision makers throughout most of the environmental review/permitting process. USACE approves the public notice and works with other partners to reach consensus on jurisdictional determination. EPA has final authority on all air quality conformity decisions.
Interests Resource agencies are interested in whether the environmental review process/environmental document:
  1. Addresses a true need/deficiency.
  2. Is legally sufficient.
  3. Is based on an agreement among all partners as to the content of the NEPA document.
  4. Follows an appropriate sequence - avoid, minimize, mitigate.
  5. Builds on the foundation of previous processes (LRTP, Corridor planning, etc.).
  6. Is coordinated with other permitting requirements (ex: Clean Water Act).
  7. Is inclusive of the public and stakeholders.

We invite your comments/concerns about this website and its contents. Please send us an email at transportationforcommunities@gmail.com.